605 Prior to April 2020

Rule 605: Disclosure of SEC-Required Order Execution Information

The Securities and Exchange Commission adopted Rule 11Ac1-5 (now known as Rule 605 of Regulation NMS) to improve public disclosure of order execution practices. Under Rule 605, market centers that trade national market system securities are required to make available to the public monthly electronic reports that include uniform statistical measures of execution quality.

VNDM:

March 2020 | February 2020 | January 2020 | December 2019 | November 2019 | October 2019 | September 2019 | August 2019

WABR:

March 2020 | February 2020 | January 2020 | December 2019 | November 2019 | October 2019 | September 2019 | August 2019

_{Wall Street Access has two MPIDs (VNDM and WABR), as such, the firm’s 605 execution statistics reports from 04/20 to present will include statistics for both MPIDs separately in the same report as MPIDS TVNDM and TWABR}