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NYSE Securities

	Non-Directed Orders	Market Orders	Limit Orders	Other Orders
Total Customer Orders	100.00%	7.00%	16.00%	77.00%

Orders Routed To:
New York Stock Exchange	43.23%	18.28%	39.53%	46.26%
Knight Capital Americas	41.96%	80.81%	58.43%	35.05%
Redibook ECN LLC	11.16%	0.13%	0.06%	14.44%
Archipelago LLC	2.71%	0.78%	1.92%	3.04%

Wall Street Access directed its New York Stock Exchange ("NYSE") equity order flow directly to each of the venues listed herein for execution, among other venues that represent an immaterial percentage of customers' non-directed orders. We do not direct customer orders to a third party broker dealer for routing and execution. For the first quarter of 2012, Wall Street Access did not receive any compensation related to directing its equity order flow to these venues.

This order routing report is for the first quarter of the year 2012. This report does not include equity orders with a market value of $200,000 or greater.

Securites

Asset Management

We provide comprehensive investment management, financial planning and fund management solutions to an array of clients including private investors, institutions, pension plans, government funds, trusts, estates, foundations and endowments.

Fixed Income Trading

Wall Street Access offers best-in-class execution through our leading fixed income trading platform that creates aggressive, two-sided markets on a large inventory of fixed-income securities. We also provide traditional sales coverage to our clients.

Institutional Research

The seasoned Merger Arbitrage team provides deep insights into the financial, legal and regulatory aspects of announced merger and acquisition deals in the U.S. and Canada that are greater than $500MM.